Join Brewer Home
Links to other Brewer Websites Join Brewer Site Map  

Independent RIA Links:

Products

Technology

Compliance Support

Advisor Channel

Advisory Services

Managed Account Platform

Key Features of MAS

Fee Support System

RIA Compliance Support

Brewer's compliance department understands the RIA model and offers ongoing regulatory guidance and support to help protect the advisor's business. In addition, we provide the following services to our advisors:
  • A comprehensive group Errors and Omissions (E&O) policy that covers outside RIA business.
  • Access to compliance consulting firms at reduced rates. These firms assist advisors with the preparation and submission of IARD paperwork, preparation of client advisory agreements, as well as provide general compliance consulting services.

If you would like additional information please contact  Adam Erickson  or call 800-971-2440.


All securities offered through Brewer Financial Services, LLC member NASD/SIPC.